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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-25
TX RA APPROVED_RES 2024-10-17
  • WA RA
    APPROVED
    Since 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2024-10-17

Branch Locations

1498 Se Tech Center Place Suite 145, Vancouver, WA 98683 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2005 10/2024
Raymond James Financial Services Advisors, Inc. Vancouver WA 10/2024 Present
Raymond James Financial Services, Inc. Vancouver WA 10/2024 Present
Vista Nw Wealth Management Vancouver WA 10/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1214 NW 166th Way, Ridgefield, WA, 98642, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the house that my renter rents from me.. Only big issues do I take care of, and hire that out to someone else. (2)Name of Business: GBGH WM, LLC Address: 1498 SE Tech Center Pl Ste 145, Vancouver, WA, 98683-5530, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/16/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Provide financial services (3)Name of Business: Vista NW Wealth Management, LLC Address: 1498 SE Tech Center Pl Ste 145, Vancouver, WA, 98683-5530, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/17/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Co - Owner - Financial Advising services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2005-03-25
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-03-25
Other Names
  • Brian Jennings Harmon

View on SEC IAPD

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