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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-14 |
| CA | RA | APPROVED | 2022-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Qc Manufacturing, Inc. | Temecula | CA | 11/2015 | 12/2021 |
| Unemployed | Temecula | CA | 01/2022 | 05/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 04/2022 | 09/2022 |
| Thrivent Financial | Appleton | WI | 07/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Elsinore | CA | 10/2022 | Present |
| Bank Of America, N.A. | Lake Elsinore | CA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-24 |
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