Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-01 |
Branch Locations
145 Wyckoff Rd Ste 202B, Eatontown, NJ 07724 • United States
145 Wyckoff Road, Suite 101, Eatontown, NJ 07724 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2015 | 10/2021 |
| Royal Alliance Associates, Inc. | Eatontown | NJ | 10/2021 | 07/2024 |
| Lp Financial Llc | Eatontown | NJ | 07/2024 | Present |
1) 06/17/2024 - Investment Advisors Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 25 Hours per month. 2) 06/17/2024 - Non-Variable Insurance - Selling: Fixed Annuities - Edison Risk and Synchronize - Investment related - 10 Hours per month - Start date: 07/01/2015.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-23 |
Reach out to this advisor