Samuel J Harrell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Dallas, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2000-03-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

(1) 381752 - National Kidney Foundation / Not Investment Related / New York, NY / Public education, screening and physician training on kidney disease / Committee Member / Start November 2019 / During business hours: 0.5 / After business hours: 0.5 / Participate on quarterly calls to review performance and market conditions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-19
• S63 Uniform Securities Agent State Law Examination
  1987-03-25

Other Names

• Sam Harrell
• Samuel Jared Harrell