Alan John Vorwald

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Morgan Stanley
  Dallas, TX
• 07/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2010-05-28 → 2015-06-25
  Barclays Capital Inc.
  Los Angeles, CA
• 2007-12-06 → 2010-06-11
  Hsbc Securities (Usa) Inc.
  Beverly Hills, CA
  Los Angeles, CA
  Beverly Hills, CA
  Los Angeles, CA
  Beverly Hills, CA
• 2003-01-23 → 2005-04-05
  Credit Suisse Securities (Usa) Llc
  Los Angeles, CA

Other Businesses

* 407419 - Old Dollar Road, LLC; Investment related Yes; Sun Valley, ID; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2020; During business hours: 0; After business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  1999-11-17