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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-09
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2023-06-09
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

135 Crossways Park Drive Suite 104, Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Woodbury NY 11/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: awkward handshakes music Address: 15 teresa lane, east northport, NY, 11731, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: over see publishing of son's music (2)Name of Business: Good Egg Address: 15 Teresa lane, east northport, NY, 11731, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 12/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: nothing. just encouraged my cousin to do it (3)Name of Business: Richard Bartumioli Sr. Address: 15 teresa lane, east northort, NY, 11731, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 03/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. after they pass make sure their 2 homes go to beneficiaries

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-24
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-10-24
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23
Other Names
  • Joe Bartumioli

View on SEC IAPD

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