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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-24 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
468 South Pearl Street, Suite B, Canandaigua, NY 14424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Canandaigua | NY | 03/2010 | 03/2025 |
| Vanderbilt Financial Group | Woodbury | NY | 04/2025 | Present |
SUNY Alfred State College. Not investment related. Start date: 01/01/2001. Address: 10 Upper College Drive, Alfred, NY 14802. Title: Professor. Duties: Normal duties of a professor: creating classwork, grading, etc. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-08 |
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