Marshall Lee Rosen

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01
CT	RA	APPROVED	2023-09-01
DE	RA	APPROVED	2023-09-01
FL	RA	APPROVED	2023-09-01
GA	RA	APPROVED	2023-09-01
HI	RA	APPROVED	2023-09-01
KS	RA	APPROVED	2023-09-01
MD	RA	APPROVED	2023-09-01
MA	RA	APPROVED	2023-09-01
MN	RA	APPROVED	2023-09-01
NJ	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01
PA	RA	APPROVED	2023-09-01
SC	RA	APPROVED	2023-09-01
TX	RA	APPROVED_RES	2023-09-01
VA	RA	APPROVED	2023-09-01
WA	RA	APPROVED	2023-09-01
WY	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01
CT RA
APPROVED

Since 2023-09-01
DE RA
APPROVED

Since 2023-09-01
FL RA
APPROVED

Since 2023-09-01
GA RA
APPROVED

Since 2023-09-01
HI RA
APPROVED

Since 2023-09-01
KS RA
APPROVED

Since 2023-09-01
MD RA
APPROVED

Since 2023-09-01
MA RA
APPROVED

Since 2023-09-01
MN RA
APPROVED

Since 2023-09-01
NJ RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01
PA RA
APPROVED

Since 2023-09-01
SC RA
APPROVED

Since 2023-09-01
TX RA
APPROVED_RES

Since 2023-09-01
VA RA
APPROVED

Since 2023-09-01
WA RA
APPROVED

Since 2023-09-01
WY RA
APPROVED

Since 2023-09-01

Branch Locations

1111 Hypoluxo Rd. Suite 206, Lantana, FL 33462 • United States

5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Oakland Park	FL	07/2016	09/2023
Osaic Wealth, Inc.	Fort Lauderdale	FL	09/2023	Present

07/2016 → 09/2023

Sagepoint Financial, Inc.

Oakland Park, FL
09/2023 → Present

Osaic Wealth, Inc.

Fort Lauderdale, FL

Previous Registrations

2016-07-28 → 2023-09-01

Osaic Services, Inc.

Fort Lauderdale, FL

Lantana, FL
2007-12-19 → 2016-07-19

Msi Financial Services, Inc.

Coral Gables, FL

Fort Lauderdale, FL

Fort Lauderdale, FL

Fort Lauderdale, FL

Elmira, NY

Boca Raton, FL

Other Businesses

1. MLR CFN LLC POS: MGR NATURE: LLC INV RELATED: No HRS: 4 TRADING: 0 START: 10/1/16 ADDY: 2331 NE 46th St., Lighthouse Pt, FL 33064 DESCRIPT: LLC maintained for tax purposes only. 2. CREATIVE FINANCIAL PROPERTY & CASUALTY GROUP LLC POS: PTR NATURE: LLC (Property & Casualty) INV RELATED: Yes HRS: 5 TRADING: 5 START: 6/6/17 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Assist with operational oversight. 3. CREATIVE FINANCIAL NETWORK POS: COO NATURE: Corp INV RELATED: Yes HRS: 200 TRADING: 200 START: 10/7/16 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Daily operations and insurance sales. 4. CFN PROPERTY MGMT LLC POS: MGR NATURE: LLC INV RELATED: Yes HRS: 4 TRADING: 0 START: 5/1/20 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Co-owner of two residential rental properties; landlord oversight. 5. SUGAR BEAR LODGE LLC POS: MGR NATURE: LLC INV RELATED: Yes HRS: 2 TRADING: 0 START: 5/1/20 ADDY: 155 Sugar Bear Ridge Ln., Banner Elk, NC 28604 DESCRIPT: Co-owner of vacation rental; property manager handles daily operations. 6. AMERILIFE POS: MGR NATURE: Corp INV RELATED: Yes HRS: 200 TRADING: 200 START: 11/1/20 ADDY: 2650 McCormick Dr., Clearwater, FL 33759 DESCRIPT: General manager duties as AmeriLife employee. 7. CREATIVE FINANCIAL HOLDCO POS: MGR NATURE: LLC INV RELATED: No HRS: 160 TRADING: 160 START: 10/7/20 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Holding company used for business payroll. 8. CFN FL HOLDINGS LLC POS: MGR | NATURE: LLC | INV RELATED: Yes | HRS: 2 | TRADING: 2 | START: 10/7/20 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Ownership entity created for earnings distributions. 9. AL MARKETING LLC POS: MGR NATURE: LLC INV RELATED: Yes HRS: 1 TRADING: 1 START: 10/7/20 ADDY: 2650 McCormick Dr., Clearwater, FL 33759 DESCRIPT: Holding company used for payroll; no active duties. 10. CFPC FL HOLDINGS LLC POS: MGR NATURE: LLC INV RELATED: Yes HRS: 1 TRADING: 1 START: 10/7/20 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Pass-through holding company for business purposes. 11. COCONUT KEY PROPERTY OWNERS ASSOC INC POS: Treasurer NATURE: HOA INV RELATED: No HRS: 4 TRADING: 0 START: 3/7/22 ADDY: Coconut Key Ln., Delray Beach, FL 33484 DESCRIPT: HOA treasurer; no check-writing authority. 12. GMD PROPERTY & CASUALTY LLC POS: Owner NATURE: LLC INV RELATED: Yes HRS: 2 TRADING: 2 START: 4/3/23 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Ownership and oversight only; no day-to-day involvement. 13. DELUXE CHARTERS LLC POS: Owner/MGR NATURE: LLC INV RELATED: No HRS: 8 TRADING: 0 START: 1/3/23 ADDY: 4699 N Federal Hwy., #209N, Pompano Beach, FL 33064 DESCRIPT: Own and operate boat charter business. 14. ELLIOTT WEALTH MGMT SERVICES LLC POS: Manager NATURE: Single Member LLC INV RELATED: Yes HRS: 1 TRADING: 1 START: 4/1/24 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: LLC maintained solely to protect business name; no duties. 15. 700 BEECH LLC POS: Member NATURE: LLC (Rental Real Estate) INV RELATED: Yes HRS: 1 TRADING: 1 START: 2/9/22 ADDY: 5310 NW 33rd Ave., Ste 206, Ft. Lauderdale, FL 33309 DESCRIPT: Member of LLC holding rental property; limited management oversight.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-05
S63	Uniform Securities Agent State Law Examination	1987-11-02

S66 Uniform Combined State Law Examination

2007-12-05
S63 Uniform Securities Agent State Law Examination

1987-11-02

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews