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Nicholas John Cassandra

Ameriprise Financial Services, LLC

Hypoluxo, FL

Lake Worth, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-07
  • FL RA
    APPROVED
    Since 2023-12-07

Branch Locations

7570 S Federal Hwy Ste 5, Hypoluxo, FL 33462 • United States

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Boynton Beach FL 07/2016 12/2023
Raymond James Financial Services, Inc. Boynton Beach FL 03/2016 07/2016
Cassandra Financial Group Boynton Beach FL 08/2013 12/2023
Raymond James Financial Services Advisors Inc. Boynton Beach FL 12/2018 12/2023
Ameriprise Financial Services, Llc Boynton Beach FL 12/2023 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Fidelity Guaranty Life Insurance Company; 12/06/2023; Fixed Annuity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Other Names
  • Nicholas J Cassandra
  • Nicholas Cassandra
  • Nick John Cassandra
  • Nick J Cassandra
  • Nick Cassandra

View on SEC IAPD

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Other Investors

JOHN EDWARD CASSANDRA
Todd Gregory Roberts
Shane Patrick McVan
MARSHALL LEE ROSEN
LAWRENCE BENTON SILVER
MARK ALAN TARSHIS
PETER ANTHONY MORDENTE HAWKINS
Daniela Mulet

Other Offices

OSAIC WEALTH, INC. · LANTANA, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Lantana, FL
OSAIC WEALTH, INC. · Boynton Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BOYNTON BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOYNTON BEACH, FL
CASTLE WEALTH MANAGEMENT · BOYNTON BEACH, FL
CETERA INVESTMENT ADVISERS LLC · BOYNTON BEACH, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Boynton Beach, FL

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