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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-29
NE RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2011-09-29
  • NE RA
    APPROVED
    Since 1997-12-31

Branch Locations

218 West 6Th Street, York, NE 68467 • United States

York, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. York NE 09/2005 03/2020
Ameriprise Financial Service, Llc York NE 04/1993 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    York, NE
  • 04/1993 → Present
    Ameriprise Financial Service, Llc
    York, NE
Other Businesses

Business Ownership; Woodruff Properties, LLC; Robert S Woodruff is the sole owner/single member of the LLC.; Owns and maintains the building. NOT used to pay staff, etc.; 218 West 6th St, York, NE 68467, ,; Not Investment-Related; 02/01/2007; 1 to 9 hours per month; 0 during trading hours / Momentum Partners LLC; Member; Manage Ameriprise Business; 11819 Miracle Hills Drive, Suite 101, Omaha, NE, 68154; Investment-Related; 12/27/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Scouting America-Mid-America Council; Board Member; 12401 W Maple Road, , Omaha, NE, 68164; Not Investment-Related; 03/09/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Momentum Partners LLC; Co-owner; Manage advisory business; 11819 Miracle Hills Dr, Suite 101, Omaha, NE, 68154; Not Investment-Related; 12/27/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-04
  • S63 Uniform Securities Agent State Law Examination
    1990-12-04

View on SEC IAPD

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