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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goodwin Financial Services | York | NE | 09/2022 | Present |
| York University | York | NE | 08/2021 | 12/2023 |
| Commscope | Catawba | NC | 05/2022 | 08/2022 |
| Atlas Renewable Energy | Santiago | 05/2021 | 08/2021 | |
| Champion Homes | York | NE | 05/2018 | 08/2018 |
| Intralinks | Santiago | 05/2019 | 07/2019 | |
| Cornerstone Bank | York | NE | 05/2020 | 08/2020 |
| Kopsa Otte | York | NE | 01/2020 | 04/2020 |
| Nido De Aguilas | Santiago | 01/2018 | 01/2018 | |
| York University | York | NE | 11/2017 | 04/2021 |
| Student | York | NE | 09/2013 | 12/2023 |
| Corporacion Cultural De Vitacura | Santiago | 04/2016 | 07/2017 | |
| Parkland Securities Llc | York | NE | 09/2022 | Present |
| Sigma Planning Corporation | York | NE | 08/2025 | Present |
YMCA Sports - Soccer official, Lincoln, NE. Start date: 8/22/26, approx. 16-20 hrs/mo, none during mkt hrs. INV REL :N Staff member - Roca Berry Farm, Saltillo, NE. Provide support for farm operating amusement games and rides and working in various food venues for visitors. Start date: 9/8/26, approx. 100-160 hrs/mo, with 35-50% during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-13 |
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