Diego Jose Korol Diaz

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → Present
  Goodwin Financial Services
  York, NE
• 08/2021 → 12/2023
  York University
  York, NE
• 05/2022 → 08/2022
  Commscope
  Catawba, NC
• 05/2021 → 08/2021
  Atlas Renewable Energy
  Santiago
• 05/2018 → 08/2018
  Champion Homes
  York, NE
• 05/2019 → 07/2019
  Intralinks
  Santiago
• 05/2020 → 08/2020
  Cornerstone Bank
  York, NE
• 01/2020 → 04/2020
  Kopsa Otte
  York, NE
• 01/2018 → 01/2018
  Nido De Aguilas
  Santiago
• 11/2017 → 04/2021
  York University
  York, NE
• 09/2013 → 12/2023
  Student
  York, NE
• 04/2016 → 07/2017
  Corporacion Cultural De Vitacura
  Santiago
• 09/2022 → Present
  Parkland Securities Llc
  York, NE
• 08/2025 → Present
  Sigma Planning Corporation
  York, NE

Other Businesses

YMCA Sports - Soccer official, Lincoln, NE. Start date: 8/22/26, approx. 16-20 hrs/mo, none during mkt hrs. INV REL :N Staff member - Roca Berry Farm, Saltillo, NE. Provide support for farm operating amusement games and rides and working in various food venues for visitors. Start date: 9/8/26, approx. 100-160 hrs/mo, with 35-50% during mkt hrs. INV REL: N

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-28
• S63 Uniform Securities Agent State Law Examination
  2024-07-13

Other Names

• Diego Jose Koroldiaz