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Diego Jose Korol Diaz

Spc

Ann Arbor, MI

York, NE

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

106 E. 5Th Street, York, NE 68467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodwin Financial Services York NE 09/2022 Present
York University York NE 08/2021 12/2023
Commscope Catawba NC 05/2022 08/2022
Atlas Renewable Energy Santiago 05/2021 08/2021
Champion Homes York NE 05/2018 08/2018
Intralinks Santiago 05/2019 07/2019
Cornerstone Bank York NE 05/2020 08/2020
Kopsa Otte York NE 01/2020 04/2020
Nido De Aguilas Santiago 01/2018 01/2018
York University York NE 11/2017 04/2021
Student York NE 09/2013 12/2023
Corporacion Cultural De Vitacura Santiago 04/2016 07/2017
Parkland Securities Llc York NE 09/2022 Present
Sigma Planning Corporation York NE 08/2025 Present
  • 09/2022 → Present
    Goodwin Financial Services
    York, NE
  • 08/2021 → 12/2023
    York University
    York, NE
  • 05/2022 → 08/2022
    Commscope
    Catawba, NC
  • 05/2021 → 08/2021
    Atlas Renewable Energy
    Santiago
  • 05/2018 → 08/2018
    Champion Homes
    York, NE
  • 05/2019 → 07/2019
    Intralinks
    Santiago
  • 05/2020 → 08/2020
    Cornerstone Bank
    York, NE
  • 01/2020 → 04/2020
    Kopsa Otte
    York, NE
  • 01/2018 → 01/2018
    Nido De Aguilas
    Santiago
  • 11/2017 → 04/2021
    York University
    York, NE
  • 09/2013 → 12/2023
    Student
    York, NE
  • 04/2016 → 07/2017
    Corporacion Cultural De Vitacura
    Santiago
  • 09/2022 → Present
    Parkland Securities Llc
    York, NE
  • 08/2025 → Present
    Sigma Planning Corporation
    York, NE
Other Businesses

YMCA Sports - Soccer official, Lincoln, NE. Start date: 8/22/26, approx. 16-20 hrs/mo, none during mkt hrs. INV REL :N Staff member - Roca Berry Farm, Saltillo, NE. Provide support for farm operating amusement games and rides and working in various food venues for visitors. Start date: 9/8/26, approx. 100-160 hrs/mo, with 35-50% during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-28
S63 Uniform Securities Agent State Law Examination 2024-07-13
  • S65 Uniform Investment Adviser Law Examination
    2024-09-28
  • S63 Uniform Securities Agent State Law Examination
    2024-07-13
Other Names
  • Diego Jose Koroldiaz

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