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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

N. Tonawanda, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Amherst NY 07/2008 Present
Mml Investors Services Inc Amhest NY 07/2008 Present
  • 07/2008 → Present
    Massmutual
    Amherst, NY
  • 07/2008 → Present
    Mml Investors Services Inc
    Amhest, NY
Other Businesses

(1)NAME: RESOURCE HEALTH ADVISORS OF NY STATE LLC INV REL: Y ADDR: 300 CORPORATE PARKWAY SUITE 210N AMHERST NY 14226 NATURE: OUTSIDE INSURANCE POSITION: AGENT START: 10/01/2021 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: MEDICARE PLANNING. (2)NAME: J DUNWORTH CONSULTING INC, INV REL: Y ADDR: @ RESIDENTIAL ADDRESS ON FILE, NATURE: CONSULTING MAINLY USED FOR PAYROLL PURPOSES, POSITION:SOLE INCORPORATOR, START: 5/7/2025, NO HR/MO: 1 NO HR/MO DUR TRADING:0 DUTIES: MANAGE THE CORPORATIONS ACTIVITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-09
  • S63 Uniform Securities Agent State Law Examination
    1992-11-09
Other Names
  • Janis Lee Staskiewicz

View on SEC IAPD

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