Gary Edwin Ung

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → 12/2019
  Quest Capital Strategies Inc
  Lake Forest, CA
• 05/1998 → Present
  Ung Financial & Insurance Services
  San Jose, CA
• 12/2019 → Present
  Stonex Securities Inc.
  San Jose, CA
• 12/2019 → Present
  Stonex Advisors Inc.
  San Jose, CA

Previous Registrations

• 1994-03-25 → 2020-02-08
  Ung Financial & Insurance Services
  San Jose, CA
• 2018-09-21 → 2019-12-06
  Quest Capital Strategies, Inc.
  San Jose, CA
  Laguna Hills, CA
  San Jose, CA

Other Businesses

1) Gary Ung/Sole Proprietor 1009 E. Capitol Expressway #458 San Jose, CA 95121 Nature of Business: Sells various insurance products for commission compensation. Performs tax preparation services for fees. Investment Related: Non-Investment Related Title: Owner/Sole Proprietor Duties: Sells various insurance products for commission compensation. Performs tax preparation services for fees. Start Date: 07/06/1988 Hours Devoted to Business: Devoted approximately 40 hours per month, mostly during non-securities market hours. Hours Devoted to Business during Market Hours: Devoted approximately 40 hours per month, mostly during securities market hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-08

Designations

• Certified Financial Planner