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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-06 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Strategies Inc | Lake Forest | CA | 12/2002 | 12/2019 |
| Ung Financial & Insurance Services | San Jose | CA | 05/1998 | Present |
| Stonex Securities Inc. | San Jose | CA | 12/2019 | Present |
| Stonex Advisors Inc. | San Jose | CA | 12/2019 | Present |
1) Gary Ung/Sole Proprietor 1009 E. Capitol Expressway #458 San Jose, CA 95121 Nature of Business: Sells various insurance products for commission compensation. Performs tax preparation services for fees. Investment Related: Non-Investment Related Title: Owner/Sole Proprietor Duties: Sells various insurance products for commission compensation. Performs tax preparation services for fees. Start Date: 07/06/1988 Hours Devoted to Business: Devoted approximately 40 hours per month, mostly during non-securities market hours. Hours Devoted to Business during Market Hours: Devoted approximately 40 hours per month, mostly during securities market hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-08 |
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