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200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-29 |
| FL | RA | APPROVED | 1997-07-22 |
Branch Locations
200 9Th Avenue North Suite 100, Safety Harbor, FL 34695 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogan & Associates, Inc. | Safety Harbor | FL | 01/1997 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2025 | Present |
(1) The Pub at Safety Harbor, LLC; Not investment related; 103 8th Ave N, Safety Harbor, FL 34695; Pub; Investor; Start date 10/16/2020; 0 hours spent. (2) Rogan & Associates, RIA; Financial Planning RIA; Investment Related; 200 9th Ave N, Ste 100, Safety Harbor, FL 34695; President; start 1/1/1997; 240 hours/month, 240 hours/month during trading. (3) Rogan & Associates Inc; Life insurance sales to clients; 200 Ninth Ave North Suite 100 Safety Harbor, FL 34695; Investment Related; President; Start Date: 7/29/2025; Less than 10 hours/month during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-25 |
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