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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1997-03-04 |
Branch Locations
610 N Mission St Ste 118, Wenatchee, WA 98801 • United States
Wenatchee, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wenatchee | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Wenatchee | WA | 03/2020 | Present |
Real Estate Ownership; Lot/Land; two commercial zoned vacant lots, located at 37th and Hwy 101, S, 3607 N Place, Seaview, WA, 98644; Not Investment-Related; 05/01/2000 / Commercial; 610 N. Mission Suite 118, , Wenatchee, WA, 98801; Not Investment-Related; 11/07/2003. Business Ownership; PacWest Affiliates LLC; advisor duties; Team practice; 110 James Street Suite 100, , Edmonds, WA, 98020; Not Investment-Related; 01/01/2020; 0 hours per month; 0 during trading hours. Other Business Activities; Pacific Professional Building; President of office Condo Association; 610 N. Mission, , Wenatchee, WA, 98801; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours / Wenatchee Network Group; Secretary for club. Take notes of meetings, prepare weekly recap and distribute to all members; Meetings held at Smitty's Restaurant, 1621 N. Wenatchee Ave, Wenatchee, WA, 98801; Not Investment-Related; 10/09/2017; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-13 |
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