Lee Nathan Goldstein

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 03/2020
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Other Businesses

NAME OF BUSINESS: LEE'S CARDS; TYPE OF BUSINESS: SMALL BUSINESS (E.G. DAYCARE OR FAMILY BUSINESS OR DESIGN); NOT INVESTMENT RELATED;OWNER/PROPRIETOR; HRS/MONTH: 0 - 20 ; INC: UP TO $10000;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-02
• S63 Uniform Securities Agent State Law Examination
  1999-06-30