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1420 Fifth Avenue Suite 3200, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-11-05 |
| WA | RA | APPROVED | 2025-11-04 |
Branch Locations
1420 Fifth Avenue Suite 3200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 07/1993 | Present |
| Morgan Stanley Smith Barney | Portland | OR | 06/2009 | Present |
| Marshall & Sullivan, Inc. | Seattle | WA | 03/2011 | 10/2025 |
| Badgley Phelps Wealth Managers | Seattle | WA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-22 |
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