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William David Travis, Jr

Morgan Stanley

Oak Brook, IL

CRD 1501664

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
IL RA APPROVED 2015-04-30
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • IL RA
    APPROVED
    Since 2015-04-30

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Oak Brook IL 06/2012 Present
  • 06/2012 → Present
    Morgan Stanley Smith Barney Llc
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-30
S63 Uniform Securities Agent State Law Examination 2009-10-17
  • S66 Uniform Combined State Law Examination
    2015-04-30
  • S63 Uniform Securities Agent State Law Examination
    2009-10-17
Other Names
  • William David Thauis
  • William David Travis
  • David Travis
  • William David Travis
  • William David Travis Jr
  • William David Travis, Jr
  • William David Travis
  • William David Travis, Jr

View on SEC IAPD

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