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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-06-24 |
| NH | RA | APPROVED | 2004-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Nashua | NH | 05/2004 | Present |
| Broad Street Planning, Llc | Nashua | NH | 03/2019 | Present |
1) 6/18/2004 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELL FIXED LIFE, LTC - INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED LIFE AND LONG TERM CARE INSURANCE PRODUCTS. 2) 6/18/2010- KHLL Properties LLC - Investment Related - Real Estate Rental - OWN BUILDING AND HAVE MY PERSONAL OFFICE IN THE BUILDING. NO RENTERS YET, 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-02 |
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