Ralph William Hicks

Employer firm

Oakmont Advisory Group, LLC CRD 158890

$150M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Oakmont Insurance, Llc
  Albuquerque, NM
• 11/2011 → Present
  Oakmont Advisory Group, Llc
  Albuquerque, NM
• 02/2019 → Present
  Lowkey Holdings Llc
  Albuquerque, NM

Other Businesses

1) OAKMONT INSURANCE, LLC (JANUARY 2005-PRESENT)- MANAGING MEMBER - FORMED THE LLC AS A MEANS OF LIABILITY PROTECTION AND ADDTIONAL TAX FLEXIBILITY; FORMALLY ASSOCIATED WITH DIVERSIFIED FINANCIAL - OWNER, INSURANCE AGENCY, INSURANCE SALES OF ACCIDENT, HEALTH, AND LIFE (JANUARY 2005 - JULY 2010); 2) LOWKEY HOLDINGS, LLC; INVESTMENT RELATED: NO; LOCATION: 2001 CARLISLE BLVD NE, ALBUQUERQUE, NM 87110; DESCRIPTION: REAL ESTATE HOLDING COMPANY.; POSITION TITLE: OWNER; RESPONSIBILITIES DUTIES: MANAGEMENT OF REAL ESTATE PROPERTY; START DATE: 2019-02-11; HOURS DEVOTED DURING TRADING HOURS: 0; HOURS DEVOTED OUTSIDE TRADING HOURS: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-23
• S63 Uniform Securities Agent State Law Examination
  1987-01-30

Designations

• Chartered Financial Consultant