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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-23 |
| TX | RA | APPROVED_RES | 2002-01-16 |
| OH | RA | APPROVED | 1999-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 03/1986 | Present |
| Bank Of America,Na | Cleveland | OH | 12/2009 | Present |
I*: 2244305 Entity Type: Charitable Name of OBA: Global Cleveland Address: Cleveland, OH 44115 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/01/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 12 hrs annually Duties: They assist in resettling immigrants to the Greater Cleveland area. They have asked me to fill a board position that is held by an employee of BAC or Merrill.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-19 |
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