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Thomas Randall Fairfax

Highland Consulting Associates Inc.

Cleveland, OH

CRD 3172004

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Employer firm

Highland Consulting Associates Inc. CRD 109834

$21.9B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Highland Consulting Associates Inc.

159 Crocker Park Blvd., Suite 350, Cleveland, OH 44145-8132 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-02-03
TX RA APPROVED 2024-12-24
  • OH RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED
    Since 2024-12-24

Branch Locations

159 Crocker Park Blvd., Suite 350, Cleveland, OH 44145-8132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Consulting Associates, Inc. Cleveland OH 03/2002 Present
Previous Registrations
  • 2003-02-21 → 2006-11-30
    Family Wealth Counselors, Inc. (Not "Waelth")
    Cleveland, OH
  • 2004-01-06 → 2004-04-01
    Raymond James Financial Services, Inc.
    Cleveland, OH
  • 2001-02-27 → 2004-01-07
    Cleveland, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-30
  • S63 Uniform Securities Agent State Law Examination
    1999-03-30
Designations
  • Certified Financial Planner
Other Names
  • T Randall Fairfax
  • Randy Fairfax
  • Thomas R Fairfax

View on SEC IAPD

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