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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-20 |
Branch Locations
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 06/2012 | Present |
| Usca Ria Llc | Houston | TX | 06/2012 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1. RENTAL PROPERTY, INVESTMENT RELATED, 135 SAN JOAQUIN MOUNTAIN VILLAGE CO, RENTAL CONDO, BEGAN 1/2004, LESS THAN 1 HOUR/MONTH, NOT DURING BUSINESS HOURS. 2. ARBITRATOR FOR FINRA, NOT INVESTMENT RELATED, NEW YORK NY, BEGAN 3/1991, 1-3 WEEKS/YEAR AS NEEDED. 3. FAMILY RANCH & MINERAL INTEREST, NOT INVESTMENT RELATED, TILDEN, TX, START: 1/1970, 0 HOURS PER MONTH, DUTIES: HELP OPERATE RANCH. 4. Ford Build LLC, Not investment related, Austin TX, General Contractor(self only), Owner, Start Feb 2017, 40 hours/month, 20 hours/month during market hours 5. McTee L7 Ranch LTD; not investment related; Austin, Tx; family partnership; director; manage family business; Dec 2020; 5 hrs/month; 5 hrs/month; help manage family business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-13 |
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