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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-01-11 |
| TX | RA | APPROVED | 2018-01-22 |
| OK | RA | APPROVED | 2016-02-01 |
Branch Locations
570 24Th Ave Northwest, Norman, OK 73069 • United States
420 Sw 6Th St, Moore, OK 73160 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Norman | OK | 02/2016 | Present |
| First United | Norman | OK | 02/2016 | Present |
1. 2/1/2016 - First United Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/18/2017 - First United Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/07/2017 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
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