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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| CT | RA | APPROVED | 2015-02-13 |
| TX | RA | APPROVED_RES | 2013-05-10 |
Branch Locations
8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States
One Broad Street Plaza 2Nd Floor, Glens Falls, NY 12801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albany | NY | 12/2012 | Present |
The Albany Promise / 1400 Washington Ave Albany,NY 12203 / Foundation/ Charities, Cultural, Educational & Political Organisations / Education / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Volunteer, community outreach / Start Date 11/1/15 / 2 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-13 |
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