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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| NM | RA | APPROVED | 2023-12-05 |
| NC | RA | APPROVED | 2023-12-04 |
| PA | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED_RES | 2023-12-02 |
| IN | RA | APPROVED | 2023-12-01 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insource, Inc | Indianapolis | IN | 05/1988 | 10/2023 |
| The Leaders Group Inc | Littleton | CO | 07/2014 | 11/2017 |
| Navian Capital Securities, Llc | Cincinnati | OH | 12/2017 | 01/2020 |
| Tlg Advisors Inc | Littleton | CO | 01/2018 | 12/2023 |
| Axio Financial Llc | New York | NY | 01/2020 | 08/2021 |
| M. S. Howells & Co | Scottsdale | AZ | 12/2021 | 11/2023 |
| Alphastar Capital Management, Llc | Zionsville | IN | 12/2023 | Present |
| Da Mccormick Financial Services | Zionsville | IN | 12/2023 | Present |
| Financial Independence Group | Cornelius | NC | 11/2023 | Present |
1. Nov 2023; Financial Independence Group, Cornelius, NC; Insurance Agent; Non Investment related; Annuity Sales; Devote 1 hrs/month during market hours. 2. JAN 2008; OCOTILLO PARTNERS LLC, ZIONSVILLE, IN; REAL ESTATE; MANAGING PARTNER; LANDLORD OF WAREHOUSE; DEVOTE 4 HRS/MONTH DURING NON MARKET HOURS. 3. JAN 2008; MCCORMICK DAKOTA FARMS, LLP; ZIONSVILLE, IN; PROPERTY MANAGEMENT; GENERAL PARTNER; MANAGE FARMLAND; DEVOTE 10 HRS/MONTH DURING NON MARKET HOURS. 4. JULY 2013; U S PARTNERS GROUP INC, ZIONSVILLE, IN; PROPERTY MANAGEMENT; NON INVESTMENT RELATED; CEO; MANAGING AN INSURANCE MARKETING ORGANIZATION; DEVOTE 4 HRS/MONTH DURING NON MARKET HOURS 5. JAN 2018; TLG ADVISORS, INC, LITTLETON, CO.; INVESTMENT RELATED; REGISTERED INDEPENDENT ADVISORY FIRM; - IAR REP; FEE BASED ASSET MANAGEMENT; DEVOTE APPROX: 15-20 HOURS/MONTH; 10 HRS/MONTH DURING MARKET HOURS. 6. JAN 2007; MCPH, LLC, ZIONSVILLE, IN 46077; NON INVESTMENT RELATED; PASSIVE LLC; GENERAL PARTNER; 0 HRS/MONTH. 7. JAN 2014; SCRANTON PERMIER PROPERTY, ZIZONSVILLE, IN; NON INVESTMENT RELATED; GENERAL PARTNER; MANAGE A FEW HUNDRED ACRES OF FARMLAND; DEVOTE 1 HR/MONTH DURING NON MARKET HOURS. 8. JAN 2012; TMG FAMILY PROPERTIES, LLC, ZIONSVILLE, IN; NON INVESTMENT RELATED; RENTAL PROPERTY OWNERSHIP; GENERAL PARTNER; MANAGE INVESTMENT ACCOUNT; DEVOTE 0 HRS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-09 |
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