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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-01 |
| NY | RA | APPROVED | 2021-11-04 |
| TX | RA | APPROVED_RES | 2018-06-22 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Hewlett | NY | 07/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-02 |
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