Thomas Hosford Yorke

Current Employers

Oceanic Capital Management Llc

125 Half Mile Road Suite 200, Red Bank, NJ 07701 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2008-04-04

NJ RA
APPROVED

Since 2008-04-04

Branch Locations

125 Half Mile Road Suite 200, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oceanic Capital Management Llc	Rumson	NJ	01/2008	Present

01/2008 → Present

Oceanic Capital Management Llc

Rumson, NJ

Other Businesses

1. Name: THOMAS H YORKE; Investment Related: YES Address: 125 HALF MILE ROAD, SUITE 200, RED BANK, NJ, 07701 Position: AGENT Start Date: 07/28/2014 Hours: 10 Security Hours: 10 Brief description of duties: I AM AN INSURANCE PRODUCER IN NJ.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-03-10
S63	Uniform Securities Agent State Law Examination	1987-05-04

S65 Uniform Investment Adviser Law Examination

2008-03-10
S63 Uniform Securities Agent State Law Examination

1987-05-04

Designations

View on SEC IAPD

Current Employers

Oceanic Capital Management Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews