Thomas Hosford Yorke

Employer firm

Oceanic Capital Management LLC CRD 146135

$64.6M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Oceanic Capital Management Llc
  Rumson, NJ

Other Businesses

1. Name: THOMAS H YORKE; Investment Related: YES Address: 125 HALF MILE ROAD, SUITE 200, RED BANK, NJ, 07701 Position: AGENT Start Date: 07/28/2014 Hours: 10 Security Hours: 10 Brief description of duties: I AM AN INSURANCE PRODUCER IN NJ.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-10
• S63 Uniform Securities Agent State Law Examination
  1987-05-04

Designations

• Certified Financial Planner