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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-01-28
  • NJ RA
    APPROVED
    Since 2019-01-28

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

103 Eisenhower Parkway Suite 306, Roseland, NJ 07068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Iselin NJ 09/1985 03/2017
Metlife Securities Inc. Iselin NJ 09/1985 03/2017
Massachusetts Mutual Life Insurance Company Iselin NJ 07/2016 01/2019
Mml Investors Services, Llc Iselin NJ 03/2017 01/2019
Integrated Financial Concepts Llc / National Life Ins Co Red Bank NJ 01/2019 Present
Equity Services, Inc. Montpelier VT 01/2019 Present
  • 09/1985 → 03/2017
    Metropolitan Life Insurance Company
    Iselin, NJ
  • 09/1985 → 03/2017
    Metlife Securities Inc.
    Iselin, NJ
  • 07/2016 → 01/2019
    Massachusetts Mutual Life Insurance Company
    Iselin, NJ
  • 03/2017 → 01/2019
    Iselin, NJ
  • 01/2019 → Present
    Integrated Financial Concepts Llc / National Life Ins Co
    Red Bank, NJ
  • 01/2019 → Present
    Montpelier, VT
Previous Registrations
  • 2017-03-25 → 2019-01-25
    Iselin, NJ
  • 2002-07-30 → 2017-03-25
    Msi Financial Services, Inc.
    Edison, NJ
    Iselin, NJ
    Iselin, NJ
    Short Hills, NJ
    Iselin, NJ
Other Businesses

*WOODBRIDGE METRO CHAMBER OF COMMERCE. NOT INV REL. 91 MAIN ST, WOODBRIDGE, NJ 07095. CHAMBER OF COMMERCE. BOARD OF DIRECTORS. 11/2013 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 8. *CAMP FATIMA OF NJ. NOT INV REL. 65 HARRISON AVE, HARRISON, NJ 07029. FINANCE COMMITTEE. MEMBER OF FINANCE COMMITTEE. 06/2007 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 4. *ST JAMES GRAMMAR SCHOOL. NOT INV REL. 341 AMBOY AVE, WOODBRIDGE, NJ 07095. DEVELOPMENT COMMITTEE. MEMBER OF THE SCHOOL ADVISORY COUNCIL, DEVELOPMENT COMMITTEE. 06/2007 NO HRS/MO: 8 NO HRS/MO DUR TRADING: 4. *INTEGRATED FINANCIAL CONCEPTS, LLC / NATIONAL LIFE INS CO. - 200 SCHULZ DRIVE, SUITE 125, RED BANK, NJ 07701 - INV REL - INSURANCE SALES - SALES AGENT - 01/2019 TO PRESENT - 160 HRS DURING TRADING HRS 9/4 - I AM AN AGENT BROKER FROM A NLV AGENCY. *TEAM 94. 200 SCHULZ DRIVE, SUITE 125, RED BANK, NJ 07701 - INV REL. JAN 2019. NON PROFIT CORP FOR AUTISM AWARENESS. BOARD MEMBER. SUPPORT OF ORGANIZATIONS ACTIVITIES TO SUPPORT FUNDRAISING AND ORGANIZATION ADVANCEMENT. NOT HANDLING FINANCIAL ACCOUNTS. DURING SOME TRADE HRS. *SPECIAL NEEDS FUNDING COACH. 200 SCHULZ DRIVE, SUITE 125, RED BANK, NJ 07701. JUNE 2019. NOT INV REL. A WEBSITE AND RESOURCE ORG TO DRIVE SPECIAL NEEDS PLANNING. FOUNDER. PART OF INSURANCE SALES BUSINESS. DURING SOME TRADE HRS. (7)CAPITAL BENEFITS INC. 200 SCHULZ DR SUITE 125, RED BANK NJ 07701. INV REL. PARTNERING WITH BROKER FOR P&C PLUS EMPLOYEE BENEFITS. AGENT. PARTNERING WITH BROKER FOR PRODUCTS NOT OFFERED BY NL GROUP. DURING TRADE HRS. *DONALD BROWN. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. FEB 2020. DISABILITY INCOME INS THROUGH METRO DI. AGENT. WRITING AND SERVICING DISABILITY POLICIES. DURING TRADE HRS. *THE OBJECTIVE ROOM. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. FEB 2021. A WEBSITE USED FOR MARKETING, BRANDING, AND EDUCATIONAL PURPOSES. SPECIAL NEEDS PLANNING COACH. DUTIES WILL BE COBRANDING AND MARKETING WITH THE OBJECTIVE ROOM FOR PROSPECTING NEW CLIENTS, DISCOVERING NEW ADVISORS, AND OFFERING FINANCIAL SERVICES/LITERACY/EDUCATION TO OUR MARKET. DURING TRADE HRS. *DONALD BROWN - POA. 40 FAYETTE STREET #5 PERTH AMBOY NJ. MAY 2021. DURABLE POA FOR MOTHER. POA. ALL FINANCIAL RESPONSIBILITIES, BILLS, TAX RETURS, ETC. DURING SOME TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-02
  • S63 Uniform Securities Agent State Law Examination
    1986-10-02
Designations

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