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Leland David Wilcox

LPl Financial LLC

Mystic, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-06
  • CT RA
    APPROVED
    Since 2025-06-06

Branch Locations

27 Pearl Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami Lakes FL 01/1997 07/2020
Investacorp Advisory Services, Inc. Miami Lakes FL 01/2003 07/2020
Securities America, Inc. Mystic CT 07/2020 06/2024
Securities America Advisors, Inc. Mystic CT 07/2020 06/2024
Osaic Wealth, Inc. Mystic CT 06/2024 06/2025
Lpl Financial Mystic CT 06/2025 Present
  • 01/1997 → 07/2020
    Investacorp, Inc.
    Miami Lakes, FL
  • 01/2003 → 07/2020
    Investacorp Advisory Services, Inc.
    Miami Lakes, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Mystic, CT
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Mystic, CT
  • 06/2024 → 06/2025
    Osaic Wealth, Inc.
    Mystic, CT
  • 06/2025 → Present
    Lpl Financial
    Mystic, CT
Previous Registrations
  • 2024-06-14 → 2025-06-05
    Osaic Wealth, Inc.
    Mystic, CT
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Mystic, CT
  • 2003-02-07 → 2020-07-17
    Investacorp Advisory Services Inc
    South Windsor, CT
    Mustic, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-28
S63 Uniform Securities Agent State Law Examination 1986-06-07
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1986-06-07
Other Names
  • Leland David Wilcox

View on SEC IAPD

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TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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