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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-08 |
| TX | RA | APPROVED | 2019-06-28 |
Branch Locations
201 East Pine Street 11Th Floor, Orlando, FL 32801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melbourne | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melbourne | FL | 11/2016 | 06/2019 |
| Morgan Stanley | Orlando | FL | 06/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | Present |
*376369 - Brevard Schools Foundation; Investment related No; Viera, FL; Government / Municipality / Political; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2008; During business hours: 1; After business hours: 2 *563971- Strike Price LLC; Investment related -Yes; Oviedo, Florida; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 1; After business hours: 3; Customer Service, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-30 |
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