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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States
2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Sugar Land | TX | 07/2016 | 09/2024 |
| Raymond James Financial Services Advisors Inc. | Sugar Land | TX | 07/2016 | 09/2024 |
| The Noble Group | Sugar Land | TX | 12/2016 | Present |
| Lpl Financial Llc | Sugar Land | TX | 09/2024 | Present |
1) 09/2024 - The Noble Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) 09/2024 - Real Estate Rental / Owner/Landlord / Inv. Related / Houston TX / Start date 06/07/2019 - 5 Hrs per month - 5 % Time Spent 3) 09/2024 - CARDENAS FINANCIAL ASSOCIATES LLC / Business Entity For Tax/Investment Purposes Only / Non Inv. Related / Houston, TX / Start date 12/31/2014 - 1% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-17 |
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