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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-07-06 |
| TX | RA | APPROVED | 2026-07-06 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
6440 Highway 98 [Satellite], Hattiesburg, MS 39402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Hattiesburg | MS | 10/2008 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Hattiesburg | MS | 07/2017 | 06/2019 |
| Lpl Financial Llc | Hattiesburg | MS | 06/2019 | 07/2026 |
| Wells Fargo Advisors Financial Network, Llc | Hattiesburg | MS | 07/2026 | Present |
1) 06/25/2019 - Riley Darby Wilson Private Wealth Management Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2018 - 160 hr/mth 2) 02/29/2024 - RDW Ventures LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/10/2023 - 1 Hour Per Month/ 0 Hours During Trading RDW VENTURES LLC ; INV RELATED;HATTIESBURG,MS; REAL ESTATE INVESTMENT; 20; START DATE: 02/10/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; RILEY DARBY WILSON PRIVATE WEALTH MANAGEMENT - 20% OWNERSHIP; NOT INV RELATED;HATTIESBURG,MS; HOLDING COMPANY;Trustee START DATE: 07/01/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-01 |
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