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Michael Lewis Hughes

J. W. Cole Advisors, Inc.

Tampa, FL

Laguna Niguel, CA

CRD 1498127

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-18
  • CA RA
    APPROVED
    Since 2015-02-18

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

30092 Ivy Glenn Drive Suite #210, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Laguna Niguel CA 05/2013 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2015 Present
  • 05/2013 → Present
    J.W. Cole Financial, Inc.
    Laguna Niguel, CA
  • 02/2015 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2013-05-10 → 2013-12-09
    Tampa, FL
  • 2008-06-25 → 2013-05-10
    Financial Advisers Of America, Llc
    Carlsbad, CA
    Laguna Niguel, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-10
  • S63 Uniform Securities Agent State Law Examination
    1992-02-10

View on SEC IAPD

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