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Ronny Chaohsiung Liu

Equitable Advisors, LLC

Alhambra, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-15
  • CA RA
    APPROVED
    Since 2024-11-15

Branch Locations

1801 S. Chapel Ave, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Alhambra CA 03/1986 10/2024
Prudential Insurance Company Of America Alhambra CA 03/1986 10/2024
Equitable Advisors, Llc New York NY 11/2024 Present
Previous Registrations
  • 1997-10-30 → 2024-11-06
    Pruco Securities, Llc.
    Alhambra, CA
    Alhambra, CA
    Fresno, CA
    Irvine, CA
    Alhambra, CA
    Alhambra, CA
    Irvine, CA
Other Businesses

1. Independent Agent - Outside Fixed Insurance Sales. 2. P&C Insurance License and Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-02
  • S66 Uniform Combined State Law Examination
    1997-10-02
Designations
Other Names
  • Ronny C Liu
  • Chao Hsuing

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
BLUE CANYON WEALTH
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Other Investors

JAVIER R VALENZUELA
HAN WENG
Zhen Liu
VIET QUOC LE
Hsin Ping Yung
Samuel Kwun Pong Lau
JAY WEICHEN DING
KAREN HO LING CHAN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alhambra, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA
J.P. MORGAN SECURITIES LLC · ALHAMBRA, CA
WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA
CETERA INVESTMENT ADVISERS LLC · ALHAMBRA, CA
MML INVESTORS SERVICES, LLC · Alhambra, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA
BLUE CANYON WEALTH · SOUTH PASADENA, CA

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