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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-01-03 |
Branch Locations
4 Campus Drive, Parsippany, NJ 07054 • United States
Branchburg, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Resources, Inc | Parsippany | NJ | 11/1996 | 09/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 11/1996 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | Present |
| Summit Financial, Llc | Parsippany | NJ | 11/2018 | Present |
(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. O'Leary Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (2) Summit Financial, LLC - Investment Related. 4 Campus Drive, Parsippany, NJ 07054. RIA, IAR. Start 9/2018. 160hrs/mo, all during trading hours. Provide financial advice to clients (3) MJOleary 62 LLC Investment related. Advisory fees and sale of LLC to Summit Growth Partners. 207 Mountain View Terrace NJ. Advisory Business. Managing Member. 11/3/2020. 160/160. Receiving Investment Advisory Fees and financial planning fees. In addition, MJOLeary62 LLC will sell a 10% interest to Summit Growth Partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-18 |
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