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Michael Sean Dunn

Beacon Pointe Advisors, LLC

Newport Beach, CA

South Woodstock, VT

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-03-11
  • VT RA
    APPROVED
    Since 2025-03-11

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

South Woodstock, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dalton, Greiner, Hartman, Maher & Co., Llc New York NY 04/2010 11/2020
First Dominion Capital Corp. Richmond VA 04/2010 12/2020
Bennicas & Associates Portola Valley CA 11/2020 12/2022
Beacon Pointe Advisors, Llc Portola Valley, Ca CA 01/2023 Present
  • 04/2010 → 11/2020
    Dalton, Greiner, Hartman, Maher & Co., Llc
    New York, NY
  • 04/2010 → 12/2020
    First Dominion Capital Corp.
    Richmond, VA
  • 11/2020 → 12/2022
    Bennicas & Associates
    Portola Valley, CA
  • 01/2023 → Present
    Beacon Pointe Advisors, Llc
    Portola Valley, Ca, CA
Previous Registrations
  • 2022-08-31 → 2023-01-30
    Bennicas & Associates, Inc.
    Portola Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-31
S63 Uniform Securities Agent State Law Examination 2007-04-20
  • S65 Uniform Investment Adviser Law Examination
    2022-08-31
  • S63 Uniform Securities Agent State Law Examination
    2007-04-20

View on SEC IAPD

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