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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-06-18 |
Branch Locations
26600 Detroit Road Suite 130, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Westlake | OH | 06/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Westlake | OH | 06/2012 | Present |
| Carmel Quintero Fin Svcs | Westlake | OH | 06/2012 | Present |
| Tdm Financial Llc | Westlake | OH | 06/2012 | Present |
(1)Name of Business: Carmel Quintero Fin Svcs Address: 26600 Detroit Rd Ste 130, Westlake, OH, 44145-2397, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/14/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for TDM Fin LLC (2)Name of Business: TDM Financial LLC Address: 26600 Detroit Rd Ste 130, Westlake, OH, 44145, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support co.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-28 |
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