Best Investors Account Sign in

Phillip Hardin Joyce

Stifel, Nicolaus & Company, Incorporated

Greensboro, NC

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-25
NC RA APPROVED 2014-05-08
  • TX RA
    APPROVED_RES
    Since 2022-04-25
  • NC RA
    APPROVED
    Since 2014-05-08

Branch Locations

629 Green Valley Road Ste 211, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greensboro NC 04/2014 Present
  • 04/2014 → Present
    Stifel Nicolaus & Co Inc
    Greensboro, NC
Previous Registrations
  • 2008-01-01 → 2014-05-09
    Wells Fargo Clearing Services, Llc
    Greensboro, NC
    High Point, NC
  • 2004-05-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    High Point, NC
    High Point, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-20
S63 Uniform Securities Agent State Law Examination 1986-04-25
  • S66 Uniform Combined State Law Examination
    2004-05-20
  • S63 Uniform Securities Agent State Law Examination
    1986-04-25
Other Names
  • Phil Joyce

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BY DESIGN FINANCIAL PLANNING
AMERITAS ADVISORY SERVICES, LLC
SMITH PARTNERS WEALTH MANAGEMENT, LLC
CREDIT UNION INVESTMENT SERVICES

Other Investors

Bradley Donald Ross
Douglas Kenely
Ashley Cook
KEVIN BLAKE GUNTER
Jeffrey David Bercaw
John B Bailey
RANDAL LYNN SIPKEMA
PHILLIP PATRICK SIELATYCKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

More in Greensboro, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor