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John Joseph Riffle

Rbc Capital Markets, LLC

Austin, TX

Austin, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-10
  • TX RA
    APPROVED
    Since 2014-02-10

Branch Locations

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 02/2014 Present
City National Bank Dallas TX 07/2021 12/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-26
S63 Uniform Securities Agent State Law Examination 1986-05-29
  • S65 Uniform Investment Adviser Law Examination
    1992-10-26
  • S63 Uniform Securities Agent State Law Examination
    1986-05-29

View on SEC IAPD

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HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
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