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Cathleen Ann Solaro

D.A. Davidson & Co.

Seattle, WA

Seattle, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-03-29
  • WA RA
    APPROVED
    Since 2017-03-29

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Seattle WA 06/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-29
S63 Uniform Securities Agent State Law Examination 1988-08-04
  • S65 Uniform Investment Adviser Law Examination
    2017-03-29
  • S63 Uniform Securities Agent State Law Examination
    1988-08-04
Other Names
  • Cathy Solaro

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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