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Binh Q Nguyen

Eagle Strategies LLC

San Jose, CA

CRD 3232881

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
  • CA RA
    APPROVED
    Since 2023-03-07

Branch Locations

550 South Winchester Blvd Suite 405, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Schaumburg IL 09/2012 Present
Eagle Strategies Llc Schaumburg IL 09/2012 Present
  • 09/2012 → Present
    New York Life Insurance Company
    Schaumburg, IL
  • 09/2012 → Present
    Schaumburg, IL
Other Businesses

[NGUYEN AND HONG, LLC; THIS LLC IS CREATED TO BE LEGAL OWNER OF OUR RENTAL PROPERTY.; 15 S. WYNSTONE DR. NORTH BARRINGTON, IL 60010; START DATE 01/2015; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 2000-02-25
  • S66 Uniform Combined State Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    2000-02-25
Other Names
  • Bing Q Nguyen

View on SEC IAPD

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