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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-22
CT RA APPROVED 2017-03-22
  • FL RA
    APPROVED
    Since 2024-01-22
  • CT RA
    APPROVED
    Since 2017-03-22

Branch Locations

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual/United Of Omaha Shelton CT 05/1985 Present
Mutual Of Omaha Investor Services, Inc. Shelton CT 05/1985 Present
Other Businesses

INSURANCE AGENT; Since 1995; Non-Investment Related; Insurance Lines of Business: Life, Health and Annuities; Hours/per week during trading hours: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-22
  • S63 Uniform Securities Agent State Law Examination
    2019-02-22
Designations

View on SEC IAPD

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