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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-10 |
Branch Locations
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
50 S. 1St Street Suite 100, St. Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Geneva | IL | 04/2009 | 11/2017 |
| Benjamin F. Edwards & Co. | Geneva | IL | 11/2017 | Present |
(1) CUSTODIAN FOR MIA WESEEN - INVESTMENT-RELATED - RINGGHOLD, GA 30736 - START DATE: 07/07/2020 (2) CUSTODIAN FOR ANNABELLA MILLER - INVESTMENT-RELATED - RINGGOLD, GA 30736 - START DATE: 07/07/2020 (3) WATERFORD OAKS HOME ASSOCIATION - AURORA, IL - NON INVESTMENT-RELATED - BOARD MEMBER - DUTIES: REVIEW LANDSCAPING NEEDS, BUDGET (INFLOWS/OUTFLOWS) AND VOTE ON PROJECTS - START DATE: 10/03/2022 - APPROX 10 HOURS PER MONTH, 0 HOURS DURING SEC TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-21 |
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