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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-11
TX RA APPROVED 2026-06-11
  • CT RA
    APPROVED
    Since 2026-06-11
  • TX RA
    APPROVED
    Since 2026-06-11

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

95 Glastonbury Blvd Suite 410 4Th Fl, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Glastonbury CT 09/2015 06/2026
Wells Fargo Advisors Financial Network, Llc Glastonbury CT 06/2026 Present
Previous Registrations
  • 2015-09-24 → 2026-06-11
    Glastonbury, CT
  • 2000-03-07 → 2015-09-24
    Osaic Fs, Inc.
    East Hartford, CT
    East Hartford, CT
  • 1996-09-16 → 2012-11-26
    Independent Advisers Group Corp
    East Hartford, CT
Other Businesses

AMERICAN SCHOOL FOR THE DEAF, INVT RELATED, WEST HARTFORD, CT, INVESTMENT/FINANCE COMMITTEE, START DATE 9/1/2015, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, OVERSEEING BUDGET, INVESTMENTS AND FINANCES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Designations
  • Certified Financial Planner
Other Names
  • Art Sullivan
  • Arthur Bland Sullivan
  • Arthur Bland Sullivan

View on SEC IAPD

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