Daniel Adam Brooks

Current Employers

Penn Advisory Group Inc.

1307 3Rd Street Sw, Mount Vernon, IA 52314 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-08-27
IA	RA	APPROVED	2025-08-29

AZ RA
APPROVED

Since 2026-08-27
IA RA
APPROVED

Since 2025-08-29

Branch Locations

1307 3Rd Street Sw, Mount Vernon, IA 52314 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	08/2005	08/2025
Penn Advisory Group Inc.	Mount Vernon	IA	08/2025	Present

08/2005 → 08/2025

The Vanguard Group, Inc.

Scottsdale, AZ
08/2025 → Present

Penn Advisory Group Inc.

Mount Vernon, IA

Previous Registrations

2015-02-17 → 2025-09-10

Vanguard Advisers, Inc.

Scottsdale, AZ
2002-10-09 → 2004-04-15

A. G. Edwards & Sons, Inc.

Coralville, IA
2001-11-06 → 2002-10-04

Investment Advisors Corp

Coralville, IA

Other Businesses

NAME OF BUSINESS: SUNRISE MOUNTAIN HIGH SCHOOL GIRLS BASKETBALL BOOSTER CLUB NON-INVESTMENT RELATED ADDRESS: PEORIA, AZ NATURE OF BUSINESS: BOARD MEMBERSHIP POSITION: TREASURER START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD TREASURER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-06-17

S66 Uniform Combined State Law Examination

1999-06-17

Designations

Other Names

Daniel Adam Brooks

View on SEC IAPD

Current Employers

Penn Advisory Group Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews