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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-11-01 |
Branch Locations
204 Glenn St. Ste 2, Mt Vernon, IA 52314 • United States
206 1St St. Sw, Mt Vernon, IA 52314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Mount Vernon | IA | 11/2013 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1) MOUNT VERNON INVESTMENT CENTER, 204 Glenn St., Ste 2, Mt Vernon, IA 52314, United States, 10/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO, 2 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MOUNT VERNON INVESTMENT CENTER, 204 Glenn St., Ste 2, Mt Vernon, IA 52314, United States, 11/01/2017, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING 4) LYNN AND SHELLY WOODLEY, 2040 Holiday Road, Coralville IA 52241, United States, 09/15/2025, Investment Advisor Representative, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-10 |
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