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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-11-01
  • IA RA
    APPROVED
    Since 2017-11-01

Branch Locations

204 Glenn St. Ste 2, Mt Vernon, IA 52314 • United States

206 1St St. Sw, Mt Vernon, IA 52314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Mount Vernon IA 11/2013 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2013-11-26 → 2017-11-01
    Investment Centers Of America, Inc.
    Mt. Vernon, IA
Other Businesses

1) MOUNT VERNON INVESTMENT CENTER, 204 Glenn St., Ste 2, Mt Vernon, IA 52314, United States, 10/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO, 2 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MOUNT VERNON INVESTMENT CENTER, 204 Glenn St., Ste 2, Mt Vernon, IA 52314, United States, 11/01/2017, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING 4) LYNN AND SHELLY WOODLEY, 2040 Holiday Road, Coralville IA 52241, United States, 09/15/2025, Investment Advisor Representative, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-18
S63 Uniform Securities Agent State Law Examination 2012-01-10
  • S65 Uniform Investment Adviser Law Examination
    2013-11-18
  • S63 Uniform Securities Agent State Law Examination
    2012-01-10
Other Names
  • Shelly D Ambroson
  • Shelly Denise Ambroson
  • Shelly Denise Hagarty
  • Shelly Densie Johnson
  • Shelly Denise Hagarty
  • Shelly Denise Johnson

View on SEC IAPD

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