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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-07-28 |
| IA | RA | APPROVED | 2010-09-22 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556 • United States
2700 North Central Avenue 12Th Floor, Phoenix, AZ 85004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2010 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2010 | Present |
| Continuity Partners Group, Llc | Fairfield | IA | 02/2016 | 08/2017 |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-09 |
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