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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2009-02-19
TX RA APPROVED_RES 2009-02-18
  • NV RA
    APPROVED
    Since 2009-02-19
  • TX RA
    APPROVED_RES
    Since 2009-02-18

Branch Locations

5310 Kietzke Lane Suite 201, Reno, NV 89511-2044 • United States

Reno, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Reno NV 02/2009 Present
City National Bank Reno NV 10/2017 Present
Previous Registrations
Other Businesses

(1) ECONOMIC DEVELOPMENT AUTHORITY OF NORTHERN NEVADA; ADDRESS: 5190 NEIL RD STE 110 RENO, NV 89502; BUSINESS DESCRIPTION: NORTHERN NEVADA BUSINESS ATTRACTION; NOT INVESTMENT RELATED; START DATE: 03/01/2009; CAPACITY: BOARD OF DIRECTORS; DUTIES: EXECUTIVE COMMITTEE; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1.25 (2) TRUCKEE MEADOW TOASTMASTERS; ADDRESS: N/A; BUSINESS DESCRIPTION: SPEAKING GROUP; NOT INVESTMENT RELATED; START DATE: 06/30/2010; CAPACITY: OFFICER; DUTIES: TRACK AND GUIDE EDUCATION AND WEEKLY GOALS FOR GROUP MEETINGS; HOURS DEVOTED PER WEEK: 1.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (3) RENO CHRISTIAN FELLOWSHIP; ADDRESS: 1700 ZOLEZZI LANE, RENO, NV 89511; BUSINESS DESCRIPTION: RELIGIOUS ORGANIZATION, NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 11/06/2017; CAPACITY: BOARD OG DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (4) Name of Entity - Eddy House Address - 423 East 6th Street, Reno, NV 89503 Business Description - Non- Profit Business is not investment related Projected Start Date: 05/23/2019 Capacity: Board of Directors * Duties Performed: Member of the board of trustees, oversee the general activates of the executive director and the vision of the organization. Hours Devoted to this OBA per Month: 1 Hour Hours Devoted to this OBA during business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-23
S63 Uniform Securities Agent State Law Examination 1988-03-18
  • S65 Uniform Investment Adviser Law Examination
    1996-07-23
  • S63 Uniform Securities Agent State Law Examination
    1988-03-18

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