Jeffrey Marlin Phillips

Current Employers

Employment History

• 06/2015 → 06/2024
  Secruties America Inc
  Greensboro, NC
• 06/2015 → 06/2024
  Securities America Advisors
  Greensboro, NC
• 06/2024 → 08/2025
  Osaic Wealth, Inc.
  Mount Airy, NC
• 08/2025 → Present
  Blueprint Financial Advisors Llc
  Greensboro, NC
• 08/2025 → Present
  Maplewood Investments Inc
  Greensboro, NC

Previous Registrations

• 2024-06-14 → 2025-08-06
  Osaic Wealth, Inc.
  Mount Airy, NC
  Greensboro, NC
• 2015-06-26 → 2024-06-14
  Securities America Advisors, Inc.
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
• 2009-04-03 → 2015-07-07
  Lpl Financial Llc
  Greensboro, NC
  San Diego, CA
  Greensboro, NC
• 2003-07-25 → 2009-04-06
  Wells Fargo Advisors Financial Network, Llc
  Greensboro, NC
• 2002-06-20 → 2003-08-13
  Ubs Financial Services Inc.
  Greensboro, NC

Other Businesses

**FIG POSITION: Life insurance and fixed annuity sales - NATURE: Business relationship with SAI preferred fixed annuity and insurance brokeragefirm- Financial Independence Group (FIG) - INVESTMENT RELATED: Yes - NUMBER OF HOURS: 10 - SECURITIES TRADING HOURS: 10 - START DATE: 7/2015 - ADDRESS: 19520 West Catawba Ave Ste 200, Cornelius NC 28031 **MIDTOWN FINANCIAL ADVISORS - DBA **GATE CITY CHARTER ACADEMY POSITION: Board Member NATURE: Elementary Charter School Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 123 Flemingfield Rd, Greensboro NC 27405 DESCRIPTION: Board Member overseeing the on going operations of school in partnership with National Heritage Academies (MI). **SOUTHCAP BROKERAGE GROUP LLC POSITION: Life Insurance sales NATURE: Life insurance sales with SouthCap brokerage Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/05/2015 ADDRESS: 1301-C W. Wendover Avenue, Greensboro NC 27408 DESCRIPTION: Life Insurance Sales **CITY CHARTER ACADEMY POSITION: Board Member NATURE: Elementary Charter School Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2019 ADDRESS: 235 N. Edgeworth Street, Greensboro NC 27401 DESCRIPTION: Board Member overseeing the ongoing operations of school in partnership with National Heritage Academies (MI).

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-05
• S63 Uniform Securities Agent State Law Examination
  1987-04-17

Other Names

• Jeffrey Marlin Phillips
• Jeff M Phillips
• Jeff Phillips
• Jeffrey M Phillips